SEC Filings

To view all of the Company's filings, please see the SEC website.

Prospectus and Supplements

DateTitleDownload
2017/02/24Supplement to ProspectusDownload PDF 534.31 KB
2017/02/10Supplement to ProspectusDownload PDF 445.86 KB
2017/01/19Supplement to ProspectusDownload PDF 401.25 KB
2017/01/12Supplement to ProspectusDownload PDF 402.76 KB
2016/12/21Supplement to ProspectusDownload PDF 529.51 KB
2016/12/14Supplement to ProspectusDownload PDF 553.21 KB
2016/11/22Supplement to ProspectusDownload PDF 402.76 KB
2016/11/16Supplement to ProspectusDownload PDF 2.39MB
2016/10/19Supplement to ProspectusDownload PDF 402.85 KB
2016/10/11Supplement to ProspectusDownload PDF 557.66 KB
2016/10/06Prospectus (HMS Income Fund)Download PDF 2.18MB

Financial Reports

DateTitleDownload
2016/11/1410-Q for Third Quarter 2016Download PDF 2.48MB
2016/08/1510-Q for Second Quarter 2016Download PDF 2.21MB
2016/05/1610-Q for First Quarter 2016Download PDF 2.32MB
2016/04/30HMS Income Fund 2015 Annual ReportDownload PDF 1.69MB
2016/04/29Proxy Statement and Notice of Annual Meeting of Stockholders - HMS Income Fund 2016Download PDF 2.37MB
2016/03/112015 Annual Report 10-KDownload PDF 5.76MB
2015/11/1010-Q for Third Quarter 2015Download PDF 2.38MB
2015/08/1010-Q for Second Quarter 2015Download PDF 2.4MB
2015/07/06Supplement to Proxy Statement - HMS Income Fund 2015Download PDF 310.64 KB
2015/04/30Proxy Statement and Notice of Annual Meeting of Stockholders - HMS Income Fund 2015Download PDF 1.57MB
2015/04/30HMS Income Fund 2014 Annual ReportDownload PDF 1.4MB
2015/03/3110-Q for First Quarter 2015 Download PDF 801.13 KB
2014/12/312014 Annual Report 10-KDownload PDF 1.2MB

Current Reports and Other Filings

DateTitleDownload
2017/02/22 8-K Announces Extension of the Public Offering through September 30, 2017Download PDF 285.33 KB
2017/02/108-K Press Release Announcing NuStep Investment Download PDF 1.02MB
2017/02/03Schedule TO - Tender Offer Download PDF 1.44MB
2017/01/188-K Increase in Offering Price to $9.30 Per ShareDownload PDF 278.90 KB
2017/01/128-K Increase in Offering Price to $9.15 Per ShareDownload PDF 278.80 KB
2016/12/22Amendment No 1 to Schedule TO Tender OfferDownload PDF 278.98 KB
2016/12/158-K Amendments to Articles of Incorporation and First Quarter 2017 DistributionsDownload PDF 1.17MB
2016/12/138-K Offering Price Increases to $9.10 Per Share and Fee Waiver UpdateDownload PDF 524.67 KB
2016/11/218-K Offering Price Increases to $9.05 Per ShareDownload PDF 278.81 KB
2016/11/04Schedule TO - Tender Offer Download PDF 1.43MB
2016/10/198-K Increase in Offering Price to $9.00 Per ShareDownload PDF 278.89 KB
2016/10/07 8-K Fee Waiver UpdateDownload PDF 507.46 KB
2016/10/058-K Annual Meeting Voting ResultsDownload PDF 291.76 KB
2016/09/29Final Amendment to Tender Offer StatementDownload PDF 312.01 KB
2016/09/22Amendment to Schedule TO Tender Offer Download PDF 311.64 KB
2016/09/158-K Stockholders' Annual Meeting UpdateDownload PDF 278.54 KB
2016/09/14Declaration of Fourth Quarter 2016 DistributionsDownload PDF 410.98 KB
2016/08/118-K Board Announces Intent to Close to New Investors on or about March 31, 2017Download PDF 282.97 KB
2016/08/05Schedule TO - Tender OfferDownload PDF 1.43MB
2016/07/278-K Increase in Offering Price to $8.90 Per ShareDownload PDF 278.88 KB
2016/07/07Amendment No. 2 to Schedule TO Tender Offer StatementDownload PDF 311.89 KB
2016/06/23Amendment to Schedule TO Tender Offer Download PDF 311.63 KB
2016/06/23Declaration of Third Quarter 2016 DistributionsDownload PDF 411.01 KB
2016/06/03Filing of Fidelity BondDownload PDF 19.03MB
2016/05/138-K Fee Waiver UpdatesDownload PDF 514.97 KB
2016/05/13Schedule TO - Tender OfferDownload PDF 1.43MB
2016/05/03 8-K Offering Price Increases to $8.80 Per ShareDownload PDF 278.86 KB
2016/04/26 8-K Changes to the Members of the Board of Directors Download PDF 293.99 KB
2016/04/208-K Offering Price increases to $8.70 Per ShareDownload PDF 278.88 KB
2016/04/04Amendment No. 2 to Schedule TO Tender Offer Download PDF 313.39 KB
2016/03/30Amendment to Tender Offer Statement Download PDF 311.64 KB
2016/03/238-K Increase in Offering Price and Declaration of Second Quarter 2016 DistributionsDownload PDF 418.26 KB
2016/02/188-K Decrease in Offering Price to $8.50 Per ShareDownload PDF 280.00 KB
2016/02/16Schedule TO - Tender OfferDownload PDF 1.43MB
2016/02/118-K Amendment and Restated Credit Facility AgreementDownload PDF 5.26MB
2016/02/038-K Decrease in Offering Price to $8.60 Per ShareDownload PDF 279.99 KB
2016/01/198-K Decrease in Offering Price to $8.80 Per ShareDownload PDF 279.99 KB
2016/01/058-K Decrease in Offering Price to $9.00 Per ShareDownload PDF 280.86 KB

Reports of Beneficial Ownership
(Section 16 filings)

Click here to go to the Section 16 filings on the SEC website.

HMS Income Fund Fast Facts

  • Price per share
  • Sales charges, fees and expenses
  • Exit strategy
  • Alignment of interests
  • Quarterly repurchases
  • Tax reporting
  • Minimum investment
  • Investor suitability

Read More

For more information, read the prospectus for HMS Income Fund. Copies of the prospectus may be obtained from Hines Securities, Inc., 2800 Post Oak Blvd., Suite 4700, Houston, Texas 77056 or by calling 888.446.3773. You should read the prospectus carefully in order to fully understand the objectives, risks, sales charges, fees and expenses of HMS Income Fund before investing or sending money.